How to Create Your Safety Management System (SMS)

Implementing a Safety Management System (SMS) is a transformative step for aviation organizations, ensuring compliance with FAA, EASA, and ICAO standards while enhancing safety and efficiency. Whether you’re a safety manager at an airline, airport, or MRO, a quality assurance specialist, or an executive driving compliance, starting an SMS requires a clear strategy. SMS Pro, trusted by over 450 aviation organizations, offers tools and resources to streamline this process, from risk management to auditing.

This guide outlines three critical steps to launch your SMS: learning the fundamentals, performing a gap analysis, and creating an implementation plan. Supported by SMS Pro’s implementation resources, these steps ensure a robust SMS that reduces risks and delivers ROI, like the 40% audit time savings achieved by a European airport client. Explore our comprehensive resources below to begin your journey.

1. Master Aviation SMS Fundamentals

Before launching your SMS, build a strong foundation by understanding its core concepts and terminology. Familiarizing yourself with the four pillars—Safety Policy, Safety Risk Management, Safety Assurance, and Safety Promotion—saves time and prevents rework during implementation. This knowledge ensures alignment with regulatory requirements, such as ICAO Annex 19, and fosters confidence among stakeholders.

Start by educating yourself and your team on SMS basics, including hazards, risks, and compliance frameworks. SMS Pro’s aviation SMS software overview provides insights into how digital tools support implementation. A regional airline client used these fundamentals to reduce incident risks by 25% within a year, as noted in SKYbrary’s SMS guidelines (SKYbrary SMS). Key resources include:

2. Conduct a Comprehensive Gap Analysis

A gap analysis is a pivotal step to assess your organization’s current safety processes against SMS requirements. It identifies “what you have” (e.g., existing policies) and “what you need” (e.g., risk reporting tools) to achieve compliance with FAA Part 5, EASA, or ICAO standards. This process clarifies regulatory gaps and informs your implementation strategy.

Use SMS Pro’s Gap Analysis module to automate this process, reducing assessment time by up to 50%, as experienced by a U.S. utility client. The analysis should cover risk management, auditing, and training, ensuring a tailored SMS. FAA’s SMS guidance (FAA AC 120-92B) emphasizes gap analysis for compliance. Explore these resources for guidance:

3. Develop a Robust Implementation Plan

With your gap analysis complete, craft an SMS implementation plan to outline steps, timelines, and responsibilities for achieving compliance. This plan serves as a roadmap, communicating progress to management and ensuring alignment with organizational goals. It should address gaps identified, such as developing a safety policy or deploying risk management tools.

SMS Pro’s implementation plan tools guide you through this process, as used by a utility client to save $3 million annually. The plan should include milestones (e.g., training completion, audit readiness) and KPIs to track progress. Resources to support planning include:

Comprehensive Resources for SMS Implementation

Launch your SMS with confidence using SMS Pro’s curated resources. These tools, guides, and articles provide practical insights for safety and quality professionals:

Begin Your SMS Journey with SMS Pro

Ready to start your aviation SMS? Download our free resources or schedule a demo to see how SMS Pro’s tools, from gap analysis to implementation planning, ensure compliance and safety. Transform your organization with a world-class SMS today.

Download Implementation Plan Checklists

An SMS implementation is a big task that may take several years to implement, especially if you:
  • Lack top management support; or
  • Suffer from a poor safety culture.

Implementing an aviation safety management system  is like eating an elephant. To eat an elephant, you have to perform the task "one-bite-at-a-time."  Likewise, an SMS implementation is performed one step at at time. These SMS implementation checklists will assist you in both implementing a new SMS or reviewing your existing SMS.

SMS Implementation PlanChecklists

Free Download Resources Supporting New Aviation SMS

These selected resources are invaluable in assisting your team to quickly and efficiently implement a new aviation safety management system.

These resources are applicable to:

  • Airlines
  • Airports
  • Aviation Maintenance Organizations
  • ANSP
  • FBOs
  • Flight Schools
  • Smaller flight operations

Download Safety Policy

Duties & Responsibilities of Key Safety Personnel

Free Download Template for Safety Accountabilities

Org Chart

How to Create an Org Chart for Aviation Safety Management Systems

Gap Analysis Checklists

Download Free Gap Analysis Resources